Form 144

Results: 602



#Item
61Finance / Financial economics / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial Industry Regulatory Authority / Form 144 / United States securities law / Financial regulation / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 20, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 06:09:49
6273rd United States Congress / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:09:57
63Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:01:17
6473rd United States Congress / Finance / Financial system / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Registered Investment Advisor / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 24, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:14:33
65United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Financial services / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / United States securities law / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 8, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 19:25:27
66Stock market / Securities / Australian Securities Exchange / Economy of New South Wales / Warrant / Underwriting / Regulation S-K / Form 144 / Financial economics / Investment / Finance

Microsoft Word - Appendix_03B - Employee Options - WDRrev15Sep2014

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Source URL: www.havilah-resources.com.au

Language: English - Date: 2014-09-28 19:18:17
67Security / Financial economics / Investment / SEC filings / Employee Share Ownership Plan / Economy of Australia / Regulation S-K / Form 144 / Stock market / Australian Securities Exchange / Economy of New South Wales

dorsaVi Pty Ltd ACN[removed]Employee share ownership plan[removed]Level 23, 459 Collins Street

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Source URL: www.dorsavi.com

Language: English - Date: 2013-11-26 17:53:45
68Finance / Financial system / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Form 144 / Net capital rule / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 06:36:14
69Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 06:34:45
70Australian Securities Exchange / Economy of New South Wales / Securities / Warrant / Regulation S-K / Form 144 / Financial economics / Investment / Finance

Appendix 3B Rule  2.7,  3.10.3,  3.10.4,  3.10.5   New issue announcement, application for quotation of additional securities

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Source URL: www.adslot.com

Language: English - Date: 2014-10-31 01:15:19
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